Accession Number: | 0001209191-20-019396 |
Date: | 2020-03-13 |
Issuer: | FALCON MINERALS CORP (FLMN) |
Original Submission Date: |
GUNDERSON BRYAN
510 MADISON AVENUE
8TH FLOOR
NEW YORK, NY 10022
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2020-03-13 | A | 36,133 | a | $0.00 | 66,233 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PERFORMANCE STOCK UNIT | 0.0 | 2020-03-13 | deemed execution date | A | 144,534 (a) | 2024-03-13 | class a common stock 144,534 | $0.00 | 144,534 | direct |
ID | footnote |
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f1 | the reporting person has been granted time-based restricted stock pursuant to the issuer's 2018 long term incentive plan ("ltip"). the award vests one-third per year beginning on the first anniversary of the grant date. |
f2 | the reporting person has been granted performance and time vesting stock units pursuant to the ltip. the award time-vests in full on march 13, 2023 and performance-vests upon shareholders' returns achieving predetermined return goals. upon vesting, the reporting person shall receive a corresponding number of shares of class a common stock or, in the sole discretion of the issuer's compensation committee, an amount in cash equal to the fair market value of the shares of class a common stock otherwise deliverable. |