Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-019396
Date:2020-03-13
Issuer: FALCON MINERALS CORP (FLMN)
Original Submission Date:

Reporting Person:

GUNDERSON BRYAN
510 MADISON AVENUE
8TH FLOOR NEW YORK, NY 10022

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-03-13 A 36,133 a $0.00 66,233 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PERFORMANCE STOCK UNIT 0.0 2020-03-13 deemed execution date A 144,534 (a) 2024-03-13 class a common stock 144,534 $0.00 144,534 direct
Footnotes
IDfootnote
f1 the reporting person has been granted time-based restricted stock pursuant to the issuer's 2018 long term incentive plan ("ltip"). the award vests one-third per year beginning on the first anniversary of the grant date.
f2 the reporting person has been granted performance and time vesting stock units pursuant to the ltip. the award time-vests in full on march 13, 2023 and performance-vests upon shareholders' returns achieving predetermined return goals. upon vesting, the reporting person shall receive a corresponding number of shares of class a common stock or, in the sole discretion of the issuer's compensation committee, an amount in cash equal to the fair market value of the shares of class a common stock otherwise deliverable.
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