Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-019289
Date:2020-03-13
Issuer: GENWORTH FINANCIAL INC (GNW)
Original Submission Date:

Reporting Person:

GROH KELLY L
C/O GENWORTH FINANCIAL, INC.
6620 WEST BROAD STREET RICHMOND, VA 23230

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-03-13 M 44,666 a $0.00 514,376 direct
CLASS A COMMON STOCK 2020-03-13 F 20,145 d $4.02 494,231 direct
CLASS A COMMON STOCK 2020-03-13 0 $0.00 1,262 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-03-13 deemed execution date M 44,666 (d) class a common stock 44,666 $0.00 0 direct
Footnotes
IDfootnote
f1 restricted stock units settle in class a common stock on a 1:1 basis.
f2 the company withheld shares of common stock to satisfy the tax withholding obligation for the reporting person's restricted stock units that vested on march 13, 2020.
f3 restricted stock units vested and converted to class a common stock on march 13, 2020.
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