Accession Number: | 0001209191-20-019289 |
Date: | 2020-03-13 |
Issuer: | GENWORTH FINANCIAL INC (GNW) |
Original Submission Date: |
GROH KELLY L
C/O GENWORTH FINANCIAL, INC.
6620 WEST BROAD STREET
RICHMOND, VA 23230
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2020-03-13 | M | 44,666 | a | $0.00 | 514,376 | direct | ||
CLASS A COMMON STOCK | 2020-03-13 | F | 20,145 | d | $4.02 | 494,231 | direct | ||
CLASS A COMMON STOCK | 2020-03-13 | 0 | $0.00 | 1,262 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-03-13 | deemed execution date | M | 44,666 (d) | class a common stock 44,666 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | restricted stock units settle in class a common stock on a 1:1 basis. |
f2 | the company withheld shares of common stock to satisfy the tax withholding obligation for the reporting person's restricted stock units that vested on march 13, 2020. |
f3 | restricted stock units vested and converted to class a common stock on march 13, 2020. |