Form Type: 4

SEC EDGAR Link
Acccession Number:0001123292-20-000566
Date:2020-03-13
Issuer: PRECIGEN, INC. (PGEN)
Original Submission Date:

Reporting Person:

FRANK STEVEN
20374 SENECA MEADOWS PARKWAY
GERMANTOWN, MD 20876

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-13 A 24,875 a $2.01 262,595 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-03-13 deemed execution date A 62,189 (a) common stock 62,189 $0.00 62,189 direct
OPTION TO PURCHASE COMMON STOCK (RIGHT TO BUY) 2.01 2020-03-13 deemed execution date A 96,324 (a) 2020-03-13 2030-03-13 common stock 96,324 $2.01 96,324 direct
Footnotes
IDfootnote
f1 the shares were issued to the reporting person in lieu of an annual retainer of $50,000.
f2 each restricted stock unit represents a contingent right to receive one share of precigen, inc. common stock.
f3 the restricted stock units vest in full on march 13, 2021.

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