Form Type: 4

SEC EDGAR Link
Accession Number:0001373670-20-000011
Date:2020-03-13
Issuer: GREEN BRICK PARTNERS, INC. (GRBK)
Original Submission Date:

Reporting Person:

BRICKMAN JAMES R.
2805 DALLAS PARKWAY, SUITE 400
PLANO, TX 75093

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-13 A 95,925 a $0.00 1,776,566 direct
COMMON STOCK 2020-03-13 F 35,492 d $7.82 1,741,074 direct
COMMON STOCK 0 $0.00 100,968 indirect f3
COMMON STOCK 0 $0.00 40,000 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person was granted a stock bonus award of 95,925 shares of common stock pursuant to his 2019 annual bonus. the shares were fully vested upon issuance.
f2 reflects shares withheld for taxes payable upon the stock bonus award.
f3 mr. brickman may be deemed to indirectly beneficially own shares of common stock on the issuer directly held by the roger e. brickman gst marital trust (the "marital trust") by virtue of his position as a co-trustee of the marital trust. mr. brickman disclaims beneficial ownership of the shares of common stock of the issuer directly held by the marital trust except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that mr. brickman is the beneficial owner of such securities for purposes of section 16 or any other purpose.
f4 mr. brickman may be deemed to indirectly beneficially own shares of common stock of the issuer directly held by the brickman living trust (the "living trust") by virtue of his position as the trustee and a potential beneficiary of the living trust. mr. brickman disclaims beneficial ownership of the shares of common stock of the issuer directly held by the living trust except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that mr. brickman is the beneficial owner of such securities for purposes of section 16 or any other purpose.

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