Form Type: 4

SEC EDGAR Link
Acccession Number:0001375151-20-000037
Date:2020-03-15
Issuer: ZOGENIX, INC. (ZGNX)
Original Submission Date:

Reporting Person:

SAGROLIKAR ASHISH M
C/O ZOGENIX, INC.
5959 HORTON STREET, SUITE 500 EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-15 M 2,032 a $0.00 5,517 direct
COMMON STOCK 2020-03-15 F 604 d $22.01 4,913 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-03-15 deemed execution date M 2,032 (d) common stock 2,032 $0.00 6,093 direct
Footnotes
IDfootnote
f1 represents vesting of one-fourth (1/4) of restricted stock units granted to the reporting person on march 22, 2019.
f2 includes 427 shares acquired under the company's employee stock purchase plan since the last section 16 filing by the reporting person.
f3 represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person.
f4 each restricted stock unit represents a contingent right to receive one share of zogenix common stock.
f5 the restricted stock units vest in four equal installments on each of march 15, 2020, 2021, 2022 and 2023, subject to the reporting person's continuous service to the company on such vesting date.
f6 not applicable.

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