Accession Number: | 0001209191-20-019667 |
Date: | 2020-03-13 |
Issuer: | PRINCIPIA BIOPHARMA INC. (PRNB) |
Original Submission Date: |
HARDIMAN ROY C.
C/O PRINCIPIA BIOPHARMA INC.
220 E. GRAND AVENUE
SOUTH SAN FRANCISCO, CA 94080
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-03-13 | M | 5,000 | a | $4.72 | 121,903 | direct | ||
COMMON STOCK | 2020-03-13 | S | 3,719 | d | $48.21 | 118,184 | direct | ||
COMMON STOCK | 2020-03-13 | S | 1,181 | d | $49.46 | 117,003 | direct | ||
COMMON STOCK | 2020-03-13 | S | 100 | d | $51.04 | 116,903 | direct | ||
COMMON STOCK | 2020-03-13 | 0 | $0.00 | 1,916 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 4.7236 | 2020-03-13 | deemed execution date | M | 5,000 (d) | 2025-02-25 | common stock 5,000 | $4.72 | 7,758 | direct |
ID | footnote |
---|---|
f1 | the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan. |
f2 | represents the weighted average sales price per share. the shares sold at prices ranging from $48.00 to $48.88 per share. upon request by the commission staff, issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this form 4. |
f3 | represents the weighted average sales price per share. the shares sold at prices ranging from $49.33 to $50.06 per share. upon request by the commission staff, issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this form 4. |
f4 | shares indirectly held by roy hardiman, as custodian for his minor child under california uniform transfers to minors act, of which the reporting person is a custodian and may be deemed to share voting and dispositive power over these shares. |
f5 | the stock option is fully vested and immediately exercisable. |