Form Type: 4

SEC EDGAR Link
Acccession Number:0001493152-20-004287
Date:2020-03-16
Issuer: HARROW HEALTH, INC. (HROW)
Original Submission Date:

Reporting Person:

AUSTIN STEPHEN G
C/O HARROW HEALTH, INC.
102 WOODMONT BLVD., SUITE 610 NASHVILLE, TN 37205

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-16 M 72,218 a $0.00 91,987 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RSU 0.0 2020-03-16 deemed execution date M 9,715 (d) common stock 9,715 $0.00 0 direct
RSU 0.0 2020-03-16 deemed execution date M 34,091 (d) common stock 34,091 $0.00 9,715 direct
RSU 0.0 2020-03-16 deemed execution date M 15,723 (d) common stock 15,723 $0.00 43,806 direct
RSU 0.0 2020-03-16 deemed execution date M 12,690 (d) common stock 12,690 $0.00 59,529 direct
Footnotes
IDfootnote
f1 the reporting person was awarded restricted stock units for his service as director of the company that vested quarterly in equal installments over a one-year periods following the date of grant. the shares underlying such restricted stock units were deferred to the reporting person until his resignation from the company's board of directors.
f2 the restricted stock units were received as a compensatory award for no consideration.

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