Form Type: 4

SEC EDGAR Link
Accession Number:0000904454-20-000300
Date:2020-03-18
Issuer: UNIQURE N.V. (QURE)
Original Submission Date:

Reporting Person:

KAPUSTA MATTHEW C
C/O UNIQURE N.V.
PAASHEUVELWEG 25A AMSTERDAM, P7 11058BP

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2020-03-18 M 5,626 a $7.53 324,168 direct
ORDINARY SHARES 2020-03-18 S 1,888 d $40.57 322,280 direct
ORDINARY SHARES 2020-03-18 S 2,100 d $41.45 320,180 direct
ORDINARY SHARES 2020-03-18 S 1,438 d $42.40 318,742 direct
ORDINARY SHARES 2020-03-18 S 200 d $43.70 318,542 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 7.53 2020-03-18 deemed execution date M 5,626 (a) 2026-09-29 ordinary shares 5,626 $7.53 87,035 direct
Footnotes
IDfootnote
f1 the shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with rule 10b5-1 under the securities exchange act of 1934.
f2 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $40.02 to $40.97. the reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $41.03 to 42.02. the reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $42.06 to $43.02. the reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $43.48 to $43.91. the reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the stock option vested 25% on september 29, 2017 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the reporting person's continued relationship with the issuer through such dates.
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