Form Type: 4

SEC EDGAR Link
Acccession Number:0001375151-20-000046
Date:2020-03-19
Issuer: ZOGENIX, INC. (ZGNX)
Original Submission Date:

Reporting Person:

FARR STEPHEN J
C/O ZOGENIX, INC.
5959 HORTON STREET, SUITE 500 EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-19 S 6,158 d $18.51 55,590 direct
COMMON STOCK 2020-03-19 M 9,661 a $10.35 65,251 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 10.35 2020-03-19 deemed execution date M 9,661 (d) 2026-03-13 common stock 9,661 $10.35 90,767 direct
Footnotes
IDfootnote
f1 the sale transaction reported in this form 4 was made pursuant to a rule 10b5-1 trading plan.
f2 represents the weighted average sales price per share. the shares were sold at prices ranging from $17.86 to $18.83 per share. full information regarding the number of shares sold at each price shall be provided upon request to the staff of the u.s. securities and exchange commission, the issuer, or a security holder of the issuer.
f3 the option was granted on march 14, 2016 and vests in a series of forty-eight (48) successive, equal monthly installments beginning on april 14, 2016, subject to the reporting person's continuous service to the issuer on each vesting date.

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