Form Type: 4

SEC EDGAR Link
Acccession Number:0001123292-20-000607
Date:2020-03-23
Issuer: PRECIGEN, INC. (PGEN)
Original Submission Date:

Reporting Person:

STERLING RICK L.
20374 SENECA MEADOWS PARKWAY
GERMANTOWN, MD 20876

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-03-23 deemed execution date A 250,000 (d) common stock 250,000 $0.00 250,000 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of precigen common stock.
f2 175,000 rsus vest on may 15, 2020 and the remaining 75,000 rsus vest in three equal installments on june 15, 2020, september 15, 2020, and december 15, 2020.

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