Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-020732
Date:2020-03-19
Issuer: CONSTELLATION PHARMACEUTICALS INC (CNST)
Original Submission Date:

Reporting Person:

COLUMN GROUP L P
1700 OWENS STREET
SUITE 500 SAN FRANCISCO, CA 94158

Reporting Person:

COLUMN GROUP III, LP
1700 OWENS STREET
SUITE 500 SAN FRANCISCO, CA 94158

Reporting Person:

COLUMN GROUP III-A, LP
1700 OWENS STREET
SUITE 500 SAN FRANCISCO, CA 94158

Reporting Person:

COLUMN GROUP III GP, LP
1700 OWENS STREET
SUITE 500 SAN FRANCISCO, CA 94158

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-19 P 36,135 a $22.38 6,045,837 f6 direct
COMMON STOCK 2020-03-20 P 5,539 a $23.15 6,051,376 f6 direct
COMMON STOCK 2020-03-19 0 $0.00 159,155 f9 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 consists of 16,970 shares of common stock held directly by the column group iii, lp ("tcg iii lp") and 19,165 shares of common stock held directly by the column group iii-a, lp ("tcg iii-a lp").
f2 the securities are directly held by the column group, lp, and indirectly held by the column group gp, lp, the general partner of the column group, lp. the managing partners of the column group gp, lp are david goeddel and peter svennilson. the managing partners of the column group gp, lp may be deemed to have voting and investment power with respect to such shares. each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
f3 the securities are directly held by ponoi capital, lp, and indirectly held by ponoi management, llc, the general partner of ponoi capital, lp. the managing partners of ponoi management, llc are david goeddel, peter svennilson, and tim kutzkey. the managing partners of ponoi management, llc may be deemed to have voting and investment power with respect to such shares. each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
f4 the securities are directly held by ponoi capital ii, lp, and indirectly held by ponoi ii management, llc, the general partner of ponoi capital ii, lp. the managing partners of ponoi ii management, llc are david goeddel, peter svennilson, and tim kutzkey. the managing partners of ponoi ii management, llc may be deemed to have voting and investment power with respect to such shares. each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
f5 the securities are directly held by tcg iii, and indirectly held by the column group iii gp, lp ("tcg iii gp"), the general partner of tcg iii. the managing partners of tcg iii gp are david goeddel, peter svennilson and tim kutzkey. the managing partners of tcg iii gp may be deemed to have voting and investment power with respect to such shares. each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
f6 the securities are directly held by tcg iii-a lp, and indirectly held by tcg iii gp, the general partner of tcg iii-a lp. the managing partners of tcg iii gp are david goeddel, peter svennilson and tim kutzkey. the managing partners of tcg iii gp may be deemed to have voting and investment power with respect to such shares. each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
f7 consists of 2,601 shares of common stock held directly by tcg iii lp and 2,938 shares of common stock held directly by tcg iii-a lp.
f8 consists of 2,554,850 shares of common stock held directly by the column group, lp, 1,880,623 shares of common stock held directly by ponoi capital, lp, 1,574,229 shares of common stock held directly by ponoi capital ii, lp, 19,571 shares of common stock held directly by tcg iii lp and 22,103 shares of common stock held directly by tcg iii-a lp.
f9 the securities are held directly by the david v. and alena z. goeddel 2004 trust.
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