Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-020795
Date:2020-03-19
Issuer: ARVINAS, INC. (ARVN)
Original Submission Date:

Reporting Person:

CASSIDY SEAN A
C/O ARVINAS, INC.
5 SCIENCE PARK, 395 WINCHESTER AVE. NEW HAVEN, CT 06511

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-19 M 4,791 a $0.00 153,906 direct
COMMON STOCK 2020-03-19 S 1,514 d $37.61 152,392 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-03-19 deemed execution date M 4,791 (d) common stock 4,791 $0.00 14,374 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
f2 this sale was made to cover withholding taxes following the vesting of previously granted restricted stock units.
f3 the broker sold shares of arvinas common stock for certain arvinas employees following the vesting of previously granted restricted stock units, including the common stock reported on this form 4 by the reporting person, at an average price of $37.61.
f4 on march 1, 2019, the reporting person was granted 19,165 restricted stock units, vesting in four equal annual installments beginning march 1, 2020.
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