Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-020803
Date:2020-03-23
Issuer: ARVINAS, INC. (ARVN)
Original Submission Date:

Reporting Person:

CASSIDY SEAN A
C/O ARVINAS, INC.
5 SCIENCE PARK, 395 WINCHESTER AVE. NEW HAVEN, CT 06511

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-23 M 8,030 a $16.00 160,422 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 16.0 2020-03-23 deemed execution date M 6,133 (d) 2028-09-25 common stock 6,133 $16.00 6,815 direct
STOCK OPTION (RIGHT TO BUY) 16.0 2020-03-23 deemed execution date M 1,139 (d) 2028-09-25 common stock 1,139 $16.00 26,191 direct
STOCK OPTION (RIGHT TO BUY) 16.0 2020-03-23 deemed execution date M 758 (d) 2028-09-25 common stock 758 $16.00 2,384 direct
Footnotes
IDfootnote
f1 this option award was granted on september 26, 2018. 1/4 of the shares underlying the award vested as of january 1, 2017, with the remainder of the shares vesting in equal monthly installments following january 1, 2017 through january 1, 2020.
f2 this option award was granted on september 26, 2018. 1/4 of the shares underlying the award vested as of june 28, 2019, with the remainder of the shares vesting in equal monthly installments following june 28, 2019 through june 28, 2022.
f3 this option award was granted on september 26, 2018. 1/4 of the shares underlying the award vested as of january 1, 2019, with the remainder of the shares vesting in equal monthly installments following january 1, 2019 through january 1, 2022.
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