| Accession Number: | 0001179110-20-004109 |
| Date: | 2020-03-22 |
| Issuer: | NATERA, INC. (NTRA) |
| Original Submission Date: |
RABINOWITZ MATTHEW
C/O NATERA, INC., 201 INDUSTRIAL ROAD
SUITE 410
SAN CARLOS, CA 94070
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-03-22 | M | 1,600 | a | $0.00 | 1,108,284 | direct | ||
| COMMON STOCK | 2020-03-23 | S | 579 | d | $24.09 | 1,107,705 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNIT | 0.0 | 2020-03-22 | deemed execution date | M | 1,600 (d) | common stock 1,600 | $0.00 | 4,803 | direct |
| ID | footnote |
|---|---|
| f1 | represents the partial vesting and settlement of restricted stock units ("rsus"), starting march 22, 2020. |
| f2 | each rsu represents a contingent right to receive one share of the common stock of the issuer. |
| f3 | the sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. |
| f4 | the rsus vest over four years. 25% of the rsus vest on march 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. |
