Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-20-004237
Date:2020-03-25
Issuer: GUARDANT HEALTH, INC. (GH)
Original Submission Date:

Reporting Person:

CLARK IAN T
505 PENOBSCOT DRIVE
REDWOOD CITY, CA 94063

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-25 M 538 a $4.18 1,840 direct
COMMON STOCK 2020-03-25 S 538 d $70.00 1,302 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 4.18 2020-03-25 deemed execution date M 538 (d) 2027-11-29 common stock 538 $4.18 10,222 direct
Footnotes
IDfootnote
f1 these shares were sold under a pre-arranged sales plan pursuant to rule 10b5-1 under the securities exchange act of 1934, as amended.
f2 the stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on october 25, 2017.
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