Form Type: 4

SEC EDGAR Link
Accession Number:0000950103-20-006223
Date:2020-03-30
Issuer: AVX CORP (AVX)
Original Submission Date:

Reporting Person:

KYOCERA CORP
6, TAKEDA TOBADONO-CHO, FUSHIMI-KU
KYOTO, M0 612-8501

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-30 P 31,763,491 a $21.75 153,563,491 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 121,800,000 shares are owned directly by kyocera corporation and 31,763,490.559 shares, which were validly tendered in a tender offer and accepted for payment on march 30, 2020, are directly owned by arch merger sub inc., a direct wholly owned subsidiary of kyocera corporation.
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