Accession Number: | 0001209191-20-022764 |
Date: | 2020-03-31 |
Issuer: | INTRA-CELLULAR THERAPIES, INC. (ITCI) |
Original Submission Date: |
ALAFI CHRISTOPHER D
C/O ALAFI CAPITAL COMPANY, LLC
8 ADMIRAL DRIVE, SUITE 324
EMERYVILLE, CA 94608
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2020-03-31 | A | 1,024 | a | $15.37 | 344,610 | direct | ||
COMMON STOCK | 2020-03-31 | 0 | $0.00 | 4,673,270 | indirect | f1 | |||
COMMON STOCK | 2020-03-31 | 0 | $0.00 | 503,753 | indirect | f2 | |||
COMMON STOCK | 2020-03-31 | 0 | $0.00 | 170,000 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | dr. alafi is a managing partner of alafi capital company, llc and may be deemed to beneficially own the shares held by alafi capital company, llc. dr. alafi disclaims beneficial ownership of the securities held by alafi capital company, llc except to the extent of his pecuniary interest therein. |
f2 | dr. alafi is the trustee of the moshe h. alafi and margaret e. alafi generation-skipping trust. dr. alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any. |
f3 | shireen michele alafi is the trustee of the christopher d alafi family trust. dr. alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any. |