Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-022764
Date:2020-03-31
Issuer: INTRA-CELLULAR THERAPIES, INC. (ITCI)
Original Submission Date:

Reporting Person:

ALAFI CHRISTOPHER D
C/O ALAFI CAPITAL COMPANY, LLC
8 ADMIRAL DRIVE, SUITE 324 EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-31 A 1,024 a $15.37 344,610 direct
COMMON STOCK 2020-03-31 0 $0.00 4,673,270 indirect f1
COMMON STOCK 2020-03-31 0 $0.00 503,753 indirect f2
COMMON STOCK 2020-03-31 0 $0.00 170,000 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 dr. alafi is a managing partner of alafi capital company, llc and may be deemed to beneficially own the shares held by alafi capital company, llc. dr. alafi disclaims beneficial ownership of the securities held by alafi capital company, llc except to the extent of his pecuniary interest therein.
f2 dr. alafi is the trustee of the moshe h. alafi and margaret e. alafi generation-skipping trust. dr. alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.
f3 shireen michele alafi is the trustee of the christopher d alafi family trust. dr. alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.
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