Form Type: 4

SEC EDGAR Link
Accession Number:0001423774-20-000042
Date:2020-03-31
Issuer: ZUORA INC (ZUO)
Original Submission Date:

Reporting Person:

PILEGGI JENNIFER
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY REDWOOD CITY, CA 94065

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-03-31 M 750 a $0.00 15,995 direct
CLASS A COMMON STOCK 2020-04-02 S 337 d $7.23 15,658 direct
CLASS A COMMON STOCK 2020-03-31 0 $0.00 50,000 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS (RSU)(CLASS A) 0.0 2020-03-31 deemed execution date M 750 (d) 2023-03-31 class a common stock 750 $0.00 9,000 direct
Footnotes
IDfootnote
f1 shares sold to satisfy the reporting person's tax liability in connection with the issuance of class a common stock resulting from the vesting of restricted stock units ("rsus") as reported in row one of table i.
f2 represents the weighted average sale price. the lowest price at which shares were sold was $7.1900 and the highest price at which shares were sold was $7.7775. the reporting person undertakes to provide upon request to the staff of the u.s. securities and exchange commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
f3 the securities are held of record by the bradley and jennifer pileggi trust, of which the reporting person is trustee.
f4 each rsu represents a contingent right to receive one share of the issuer's class a common stock upon settlement for no consideration.
f5 the rsu vests over four years, with 1/16 of the underlying shares vesting on june 30, 2019 and the remaining shares vesting as to 1/16 of such shares quarterly thereafter, so long as the reporting person continues to provide services to the issuer through each vesting date.
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