Form Type: 4

SEC EDGAR Link
Acccession Number:0001123292-20-000639
Date:2020-03-31
Issuer: PRECIGEN, INC. (PGEN)
Original Submission Date:

Reporting Person:

STERLING RICK L.
20374 SENECA MEADOWS PARKWAY
GERMANTOWN, MD 20876

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-31 M 14,340 a $0.00 157,372 direct
COMMON STOCK 2020-04-01 S 4,927 d $3.02 152,445 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-03-31 deemed execution date M 14,340 (d) common stock 14,340 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of precigen common stock.
f2 this sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.
f3 the restricted stock units were granted on april 9, 2019 and have vested in full.

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