| Accession Number: | 0001123292-20-000642 |
| Date: | 2020-03-31 |
| Issuer: | PRECIGEN, INC. (PGEN) |
| Original Submission Date: |
LEHR DONALD P.
20374 SENECA MEADOWS PARKWAY
GERMANTOWN, MD 20876
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-03-31 | M | 14,340 | a | $0.00 | 108,331 | direct | ||
| COMMON STOCK | 2020-04-01 | S | 5,450 | d | $3.01 | 102,881 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2020-03-31 | deemed execution date | M | 14,340 (d) | common stock 14,340 | $0.00 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | each restricted stock unit represents a contingent right to receive one share of precigen common stock. |
| f2 | this sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. |
| f3 | the restricted stock units were granted on april 9, 2019 and have vested in full. |
