Accession Number: | 0001209191-20-022933 |
Date: | 2020-04-02 |
Issuer: | RA PHARMACEUTICALS, INC. (RARX) |
Original Submission Date: |
NEW ENTERPRISE ASSOCIATES 13 LP
1954 GREENSPRING DRIVE
SUITE 600
TIMONIUM, MD 21093
NEA PARTNERS 13, LIMITED PARTNERSHIP
1954 GREENSPRING DRIVE
SUITE 600
TIMONIUM, MD 21093
NEA 13 GP, LTD
1954 GREENSPRING DRIVE
SUITE 600
TIMONIUM, MD 21093
BASKETT FOREST
1954 GREENSPRING DRIVE
SUITE 600
TIMONIUM, MD 21093
KERINS PATRICK J
1954 GREENSPRING DRIVE
SUITE 600
TIMONIUM, MD 21093
SANDELL SCOTT D
1954 GREENSPRING DRIVE
SUITE 600
TIMONIUM, MD 21093
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-04-02 | D | 6,135,234 | d | $0.00 | 0 f2 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | disposed of pursuant to an agreement and plan of merger, dated october 19, 2019, among ra pharmaceuticals, inc. (the "issuer"), ucb s.a., and franq merger sub, inc., providing for the merger of franq merger sub, inc. into the issuer, in exchange for a cash payment of $48.00 per share. |
f2 | the securities are directly held by new enterprise associates 13, l.p. ("nea 13") and are indirectly held by nea partners 13, l.p. ("nea partners 13"), the sole general partner of nea 13, nea 13 gp, ltd. ("nea 13 ltd"), the sole general partner of nea partners 13 and each of the individual directors of nea 13 ltd (nea partners 13, nea 13 ltd and the individual directors of nea 13 ltd (collectively, the "directors") together, the "indirect reporting persons"). the individual directors of nea 13 ltd are forest baskett, patrick j. kerins and scott d. sandell. the indirect reporting persons disclaim beneficial ownership within the meaning of section 16 of the securities exchange act of 1934, as amended, or otherwise of such portion of the nea 13 securities in which the indirect reporting persons have no pecuniary interest. |