Accession Number: | 0001209191-20-023163 |
Date: | 2020-04-01 |
Issuer: | PEGASYSTEMS INC (PEGA) |
Original Submission Date: |
JONES RICHARD H
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE, MA 02142
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-04-01 | S | 7,100 | d | $68.38 | 109,910 | indirect | ||
COMMON STOCK | 2020-04-01 | S | 4,900 | d | $66.71 | 105,010 | indirect | ||
COMMON STOCK | 2020-04-01 | 0 | $0.00 | 15,544 | direct | ||||
COMMON STOCK | 2020-04-01 | 0 | $0.00 | 479,169 | indirect | ||||
COMMON STOCK | 2020-04-01 | 0 | $0.00 | 57,590 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the securities exchange act of 1934, as amended. |
f2 | represents the weighted average of the sale prices, ranging from $67.98 to $68.69. the individual has provided the company, and undertakes to provide to the staff of the securities and exchange commission or any security holder of the company, upon request, full information regarding the number of shares sold at each separate price. |
f3 | represents the weighted average of the sale prices, ranging from $66.35 to $67.17. the individual has provided the company, and undertakes to provide to the staff of the securities and exchange commission or any security holder of the company, upon request, full information regarding the number of shares sold at each separate price. |
f4 | shares owned by the jones family foundation, of which mr. jones has no pecuniary interest. |