Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-023970
Date:2020-04-06
Issuer: TILRAY, INC. (TLRY)
Original Submission Date:

Reporting Person:

AUERBACH MICHAEL
1100 MAUGHAN ROAD
NANAIMO, A1 V9X IJ2

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS 2 COMMON STOCK 2020-04-06 J 166,326 d $0.00 667,025 indirect f2
CLASS 2 COMMON STOCK 2020-04-06 J 6,822 a $0.00 6,822 indirect f4
CLASS 2 COMMON STOCK 2020-04-06 J 425,235 d $0.00 1,705,342 indirect f6
CLASS 2 COMMON STOCK 2020-04-06 J 1,069 a $0.00 7,891 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 murphy ofutt common, llc made a pro rata distribution for no consideration of 166,326 shares of class 2 common stock of the issuer ("distribution shares") to its members on april 6, 2020.
f2 mr. auerbach serves as general partner of murphy ofutt common, llc, a multi-member limited liability company. mr. auerbach has sole voting and investment power with respect to the shares held by murphy ofutt common, llc
f3 mr. auerbach retained interest in 6,822 of the distribution shares through m3 daat, llc, in which mr. auerbach is a member and has sole voting and investment power.
f4 the reporting person is a member of m3 daat, llc and has sole voting and investment power with respect to the shares held by m3 daat, llc.
f5 murphy ofutt llc made a pro rata distribution for no consideration of 425,235 shares of class 2 common stock of the issuer ("murphy distribution shares") to its members on april 6, 2020.
f6 mr. auerbach serves as general partner of murphy ofutt, llc, a multi-member limited liability company. mr. auerbach has sole voting and investment power with respect to the shares held by murphy ofutt, llc.
f7 mr. auerbach retained interest in 1,069 of the murphy distribution shares through m3 daat, llc, in which mr. auerbach is a member and has sole voting and investment power.
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