Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-20-024397
Date:2020-04-13
Issuer: ELASTIC N.V. (ESTC)
Original Submission Date:

Reporting Person:

KLUGE KEVIN
C/O ELASTIC N.V.
800 WEST EL CAMINO REAL, SUITE 350 MOUNTAIN VIEW, CA 94040

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2020-04-13 M 5,000 a $5.46 536,188 direct
ORDINARY SHARES 2020-04-13 S 1,620 d $52.30 534,568 direct
ORDINARY SHARES 2020-04-13 S 2,280 d $53.28 532,288 direct
ORDINARY SHARES 2020-04-13 S 1,100 d $53.95 531,188 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 5.46 2020-04-13 deemed execution date M 5,000 (d) 2026-03-10 ordinary shares 5,000 $5.46 124,075 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted december 31, 2018.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $51.71 to $52.70, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this form 4.
f3 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $52.79 to $53.74, inclusive.
f4 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $53.79 to $54.05, inclusive.
f5 the ordinary shares subject to the option vest in 48 equal monthly installments beginning on july 15, 2017.

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