Accession Number: | 0001209191-20-024397 |
Date: | 2020-04-13 |
Issuer: | ELASTIC N.V. (ESTC) |
Original Submission Date: |
KLUGE KEVIN
C/O ELASTIC N.V.
800 WEST EL CAMINO REAL, SUITE 350
MOUNTAIN VIEW, CA 94040
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
ORDINARY SHARES | 2020-04-13 | M | 5,000 | a | $5.46 | 536,188 | direct | ||
ORDINARY SHARES | 2020-04-13 | S | 1,620 | d | $52.30 | 534,568 | direct | ||
ORDINARY SHARES | 2020-04-13 | S | 2,280 | d | $53.28 | 532,288 | direct | ||
ORDINARY SHARES | 2020-04-13 | S | 1,100 | d | $53.95 | 531,188 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 5.46 | 2020-04-13 | deemed execution date | M | 5,000 (d) | 2026-03-10 | ordinary shares 5,000 | $5.46 | 124,075 | direct |
ID | footnote |
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f1 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted december 31, 2018. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $51.71 to $52.70, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this form 4. |
f3 | the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $52.79 to $53.74, inclusive. |
f4 | the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $53.79 to $54.05, inclusive. |
f5 | the ordinary shares subject to the option vest in 48 equal monthly installments beginning on july 15, 2017. |