Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-20-047724
Date:2020-04-14
Issuer: AGROFRESH SOLUTIONS, INC. (AGFS)
Original Submission Date:

Reporting Person:

ERMI THOMAS
510-530 WALNUT STREET, SUITE 1350
PHILADELPHIA, PA 19106

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-04-14 A 76,427 a $0.00 76,427 direct
COMMON STOCK 2020-04-14 0 $0.00 17,330 direct
COMMON STOCK 2020-04-14 0 $0.00 6,086 direct
COMMON STOCK 2020-04-14 0 $0.00 15,000 direct
COMMON STOCK 2020-04-14 0 $0.00 29,400 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these restricted shares vest in three equal annual installments beginning on april 14, 2021.
f2 the reporting person was granted 19,100 restricted shares in 2019, vesting in three equal annual installments beginning on march 29, 2020. the number of restricted shares granted was previously inadvertently reported as 19,080.
f3 the reporting person was granted 6,700 restricted shares in 2018, vesting in three equal annual installments beginning on march 29, 2019.
f4 these restricted shares vest in three equal annual installments beginning on april 23, 2019.
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