Form Type: 4

SEC EDGAR Link
Acccession Number:0001346980-20-000057
Date:2020-04-17
Issuer: CHAPARRAL ENERGY, INC. (CHAP)
Original Submission Date:

Reporting Person:

PITTMAN SCOTT CLIFFORD
701 CEDAR LAKE BLVD.
OKLAHOMA CITY, OK 73114

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-04-17 D 70,833 d $0.00 20,250 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-04-17 deemed execution date D 150,000 (d) restricted stock units 150,000 $0.00 0 direct
Footnotes
IDfootnote
f1 as a result of mr. pittman's resignation as an employee of chaparral energy, inc. (the "issuer") on april 17, 2020, a total of 70,833 unvested shares of restricted class a common stock, par value $0.01 per share ("common stock"), of the issuer were forfeited back to the issuer. this forfeiture is exempt from sections 16(a) and 16(b) of the securities exchange act of 1934 (the "exchange act") pursuant to rules 16a-4(d) and 16b-6(d), respectively, under the exchange act.
f2 each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock upon vesting and settlement.
f3 as a result of mr. pittman's resignation as an employee of the issuer on april 17, 2020, a total of 150,000 rsus were forfeited back to the issuer. of these forfeited rsus, 75,000 rsus would have vested based on passage of time and 75,000 rsus would have vested based on both passage of time and the achievement of performance thresholds, all granted under the issuer's 2019 long-term incentive plan. this forfeiture is exempt from sections 16(a) and 16(b) of the exchange act pursuant to rules 16a-4(d) and 16b-6(d), respectively, under the exchange act.

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