Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-20-005055
Date:2020-04-22
Issuer: HEALTHEQUITY, INC. (HQY)
Original Submission Date:

Reporting Person:

KESSLER JON
15 WEST SCENIC POINTE DRIVE, SUITE 100
DRAPER, UT 84020

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-04-22 0 $0.00 505,715 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 41.28 2020-04-22 deemed execution date G 17,410 (d) 2027-03-27 common stock 34,819 $41.28 17,409 direct
STOCK OPTION (RIGHT TO BUY) 41.28 2020-04-22 deemed execution date G 17,410 (a) 2027-03-27 common stock 17,410 $41.28 34,820 indirect by gkf, llc
STOCK OPTION (RIGHT TO BUY) 61.72 2020-04-22 deemed execution date G 11,965 (d) 2028-03-27 common stock 35,894 $61.72 23,929 direct
STOCK OPTION (RIGHT TO BUY) 61.72 2020-04-22 deemed execution date G 11,965 (a) 2028-03-27 common stock 11,965 $61.72 23,930 indirect by gkf, llc
STOCK OPTION (RIGHT TO BUY) 73.61 2020-04-22 deemed execution date G 12,782 (d) 2029-03-26 common stock 51,125 $73.61 38,343 direct
COMMON STOCK 73.61 2020-04-22 deemed execution date G 12,782 (a) 2029-03-26 common stock 12,782 $73.61 12,782 indirect by gkf, llc
STOCK OPTION (RIGHT TO BUY) 14.0 2020-04-22 deemed execution date 0 ( ) 2024-07-30 common stock 160,000 $14.00 160,000 indirect by gkf, llc
Footnotes
IDfootnote
f1 this transaction involved a gift of options by the reporting person to gkf, llc (the "llc"). the reporting person and his wife, who is a member of his immediate family, serve as co-managers of the llc, which is wholly owned by the jon kessler and laura m. gottsman family trust (the "trust"), of which the reporting person and his wife are co-trustees. the reporting person and members of his immediate family are the sole beneficiaries of the trust.
f2 the option will become exercisable as to 17,409 shares on march 27, 2021
f3 the option is immediately exercisable.
f4 the option will become exercisable as to 11,965 shares on march 27, 2021 and 11,964 shares on march 27, 2022.
f5 the option will become exercisable in annual installments of 12,781 shares on each of march 26, 2021, 2022 and 2023.
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