Accession Number: | 0001179110-20-005055 |
Date: | 2020-04-22 |
Issuer: | HEALTHEQUITY, INC. (HQY) |
Original Submission Date: |
KESSLER JON
15 WEST SCENIC POINTE DRIVE, SUITE 100
DRAPER, UT 84020
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-04-22 | 0 | $0.00 | 505,715 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 41.28 | 2020-04-22 | deemed execution date | G | 17,410 (d) | 2027-03-27 | common stock 34,819 | $41.28 | 17,409 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 41.28 | 2020-04-22 | deemed execution date | G | 17,410 (a) | 2027-03-27 | common stock 17,410 | $41.28 | 34,820 | indirect | by gkf, llc | |
STOCK OPTION (RIGHT TO BUY) | 61.72 | 2020-04-22 | deemed execution date | G | 11,965 (d) | 2028-03-27 | common stock 35,894 | $61.72 | 23,929 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 61.72 | 2020-04-22 | deemed execution date | G | 11,965 (a) | 2028-03-27 | common stock 11,965 | $61.72 | 23,930 | indirect | by gkf, llc | |
STOCK OPTION (RIGHT TO BUY) | 73.61 | 2020-04-22 | deemed execution date | G | 12,782 (d) | 2029-03-26 | common stock 51,125 | $73.61 | 38,343 | direct | ||
COMMON STOCK | 73.61 | 2020-04-22 | deemed execution date | G | 12,782 (a) | 2029-03-26 | common stock 12,782 | $73.61 | 12,782 | indirect | by gkf, llc | |
STOCK OPTION (RIGHT TO BUY) | 14.0 | 2020-04-22 | deemed execution date | 0 ( ) | 2024-07-30 | common stock 160,000 | $14.00 | 160,000 | indirect | by gkf, llc |
ID | footnote |
---|---|
f1 | this transaction involved a gift of options by the reporting person to gkf, llc (the "llc"). the reporting person and his wife, who is a member of his immediate family, serve as co-managers of the llc, which is wholly owned by the jon kessler and laura m. gottsman family trust (the "trust"), of which the reporting person and his wife are co-trustees. the reporting person and members of his immediate family are the sole beneficiaries of the trust. |
f2 | the option will become exercisable as to 17,409 shares on march 27, 2021 |
f3 | the option is immediately exercisable. |
f4 | the option will become exercisable as to 11,965 shares on march 27, 2021 and 11,964 shares on march 27, 2022. |
f5 | the option will become exercisable in annual installments of 12,781 shares on each of march 26, 2021, 2022 and 2023. |