Accession Number: | 0000899243-20-012101 |
Date: | 2020-05-01 |
Issuer: | CARLYLE GROUP INC. (CG) |
Original Submission Date: |
SHAW WILLIAM JOSEPH
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVENUE NW
WASHINGTON, DC 20004
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2020-05-01 | A | 5,411 | a | $0.00 | 47,945 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | on january 1, 2020, the carlyle group l.p., a delaware limited partnership, converted into a delaware corporation named the carlyle group inc. as a result of such conversion, each common unit of limited partner interest of the carlyle group l.p. converted into a share of common stock of the carlyle group inc. |
f2 | these securities are restricted stock unit awards granted under the carlyle group inc. 2012 amended & restated equity incentive plan. these securities will vest on may 1, 2021, subject to mr. shaw's continued service on the board of directors of the carlyle group inc. on such vesting date. |