Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-027817
Date:2020-05-05
Issuer: CHEMOCENTRYX, INC. (CCXI)
Original Submission Date:

Reporting Person:

SCHALL THOMAS J.
C/O CHEMOCENTRYX, INC.
850 MAUDE AVENUE MOUNTAIN VIEW, CA 94043

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-05 M 8,851 a $14.31 2,277,408 direct
COMMON STOCK 2020-05-05 S 8,851 d $55.01 2,268,557 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 14.31 2020-05-05 deemed execution date M 8,851 (d) 2022-07-24 common stock 8,851 $14.31 237,187 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 reflects the weighted average sale price of the sales sold. the shares were sold in multiple trades at prices ranging from $54.99 to $55.09 per share. the reporting person will provide to the sec staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
f3 as of may 5, 2020, and prior to this transaction, the exercised options were fully vested.
f4 not applicable.
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