Reporting Person:
STOECKER DEAN
C/O ALTERYX, INC.
3345 MICHELSON DRIVE, SUITE 400
IRVINE, CA 92612
Footnotes
ID | footnote |
f1 |
includes 82,488 unvested shares subject to awards of restricted stock units ("rsus"). each rsu represents a contingent right to receive one share of the issuer's class a common stock upon settlement for no consideration. shares of the issuer's class a common stock will be delivered to the reporting person following vesting. |
f2 |
each share of class b common stock is convertible, at any time at the option of the holder, into one (1) share of class a common stock. in addition, each share of class b common stock will convert automatically into one (1) share of class a common stock upon the transfer, whether or not for value, to any transferee who is not a "permitted transferee", as defined in the issuer's restated certificate of incorporation in effect as of the date hereof. the shares of class b common stock have no expiration date. |
f3 |
the reporting person has sole voting and dispositive authority with respect to shares owned by the llc. |
f4 |
each share of class b common stock will convert automatically into one (1) share of class a common stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of class b common stock, (b) march 23, 2027, and (c) the date the shares of class b common stock cease to represent at least 10% of all outstanding shares of common stock. the shares of class a common stock and class b common stock have no expiration date. |
f5 |
the reporting person serves as trustee and beneficiary of the dean a. stoecker trust dated december 16, 2013 (the "stoecker trust") and has voting and dispositive authority with respect to the shares owned by the stoecker trust. |