Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-20-007482
Date:2020-05-08
Issuer: COLUMBIA FINANCIAL, INC. (CLBK)
Original Submission Date:

Reporting Person:

HOLLAND NOEL R.
19-01 ROUTE 208 NORTH
FAIR LAWN, NJ 07410

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-08 A 105 a $13.96 6,734 indirect
COMMON STOCK 2020-05-08 0 $0.00 2,000 direct
COMMON STOCK 2020-05-08 0 $0.00 48,000 indirect
COMMON STOCK 2020-05-08 0 $0.00 34,038 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS (RIGHT TO BUY) 15.6 2020-05-08 deemed execution date 0 ( ) 2020-07-23 2029-07-23 common stock 83,294 $15.60 83,294 direct
Footnotes
IDfootnote
f1 represents phantom stock purchased, on a non-discretionary basis, by the trustee of the bank's rabbi trust maintained in connection with the columbia bank stock based deferral plan, a non-qualified stock-based deferral plan. stock unit interests under the columbia bank stock based deferral plan will be settled in shares of stock upon distribution to the reporting person.
f2 stock awards granted pursuant to the columbia financial, inc. 2019 equity incentive plan vest in five approximately equal annual installments commencing on july 23, 2020.
f3 stock options granted pursuant to the columbia financial, inc. 2019 equity incentive plan vest in five approximately equal annual installments commencing on july 23, 2020.
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