Accession Number: | 0001209191-20-028786 |
Date: | 2020-05-11 |
Issuer: | ROSETTA STONE INC (RST) |
Original Submission Date: |
FRANKLIN LAURENCE
C/O ROSETTA STONE INC.
1621 NORTH KENT STREET, SUITE 1200
ARLINGTON, VA 22209
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-05-11 | M | 18,895 | a | $0.00 | 56,952 | direct | ||
COMMON STOCK | 2020-05-11 | F | 13,817 | d | $18.19 | 43,135 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 17.36 | 2020-05-11 | deemed execution date | M | 2,979 (d) | 2010-08-26 | 2020-08-26 | common stock 2,979 | $17.36 | 0 | direct | |
STOCK OPTION (RIGHT TO BUY) | 13.78 | 2020-05-11 | deemed execution date | M | 6,150 (d) | 2012-05-23 | 2022-05-23 | common stock 6,150 | $13.78 | 0 | direct | |
STOCK OPTION (RIGHT TO BUY) | 11.42 | 2020-05-11 | deemed execution date | M | 9,766 (d) | 2017-05-19 | 2027-05-19 | common stock 9,766 | $11.42 | 0 | direct |
ID | footnote |
---|---|
f1 | shares were acquired at varying exercise prices, as shown in table ii. |
f2 | the reporting person exercised options and withheld shares to pay the option exercise price and any taxes due. |
f3 | this transaction was executed in multiple trades at prices ranging from $18.13 to $18.34 per share. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |