Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-029344
Date:2020-05-12
Issuer: SMILEDIRECTCLUB, INC. (SDC)
Original Submission Date:

Reporting Person:

OSWALD KAY
C/O SMILEDIRECTCLUB, INC.
414 UNION STREET NASHVILLE, TN 37219

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-05-12 S 10,000 d $10.04 142,656 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 the total number of shares of the issuer's class a common stock reported herein includes restricted stock units ("rsus") that represent a contingent right to receive one share of class a common stock, which rsus were previously reported on table ii of that certain form 4 filed by the reporting person on september 17, 2019. future settlements of such rsus will not be reported on further forms 4.
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