Accession Number: | 0001209191-20-029344 |
Date: | 2020-05-12 |
Issuer: | SMILEDIRECTCLUB, INC. (SDC) |
Original Submission Date: |
OSWALD KAY
C/O SMILEDIRECTCLUB, INC.
414 UNION STREET
NASHVILLE, TN 37219
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2020-05-12 | S | 10,000 | d | $10.04 | 142,656 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person. |
f2 | the total number of shares of the issuer's class a common stock reported herein includes restricted stock units ("rsus") that represent a contingent right to receive one share of class a common stock, which rsus were previously reported on table ii of that certain form 4 filed by the reporting person on september 17, 2019. future settlements of such rsus will not be reported on further forms 4. |