Form Type: 4

SEC EDGAR Link
Acccession Number:0001104659-20-061650
Date:2020-05-09
Issuer: PLUG POWER INC (PLUG)
Original Submission Date:

Reporting Person:

SHRESTHA SANJAY K
C/O PLUG POWER INC.,
968 ALBANY-SHAKER ROAD LATHAM, NY 12110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-09 M 50,000 a $0.00 50,000 direct
COMMON STOCK 2020-05-09 F 15,175 d $4.31 34,825 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2020-05-09 deemed execution date M 50,000 (d) common stock 50,000 $0.00 100,000 direct
Footnotes
IDfootnote
f1 each restricted stock unit is the equivalent of one share of plug power inc. common stock.
f2 tendered to issuer to satisfy tax withholding obligations of reporting person in connection with the vesting of the reporting person's restricted stock unit awards.
f3 on may 9, 2019, the reporting person was granted 150,000 restricted stock units, vesting in three substantially equal installments beginning on the first anniversary of the grant date.

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