Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-029818
Date:2020-05-14
Issuer: INTRA-CELLULAR THERAPIES, INC. (ITCI)
Original Submission Date:

Reporting Person:

MARCUS JOEL S
C/O ALEXANDRIA REAL ESTATE EQUITIES,INC.
26 NORTH EUCLID AVENUE PASADENA, CA 91101

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-14 S 9,602 d $20.04 39,140 indirect
COMMON STOCK 2020-05-14 0 $0.00 14,374 direct
COMMON STOCK 2020-05-14 0 $0.00 26,916 indirect f2
COMMON STOCK 2020-05-14 0 $0.00 1,164,240 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $20.00 to $20.15, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
f2 represents securities held of record by alexandria real estate equities, inc. the reporting person is the executive chairman & founder of alexandria real estate equities, inc. and may therefore be deemed to have voting and investment power with respect to the shares owned by alexandria real estate equities, inc. the reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
f3 represents securities held of record by alexandria venture investments, llc ("alexandria"). alexandria real estate equities, inc. is the managing member of alexandria. each of alexandria and alexandria real estate equities, inc. has shared voting and investment power with respect to the shares owned by alexandria. the reporting person is the executive chairman of alexandria real estate equities, inc. and may therefore be deemed to have voting and investment power with respect to the shares owned by alexandria. each of the reporting person and alexandria real estate equities, inc. disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
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