Form Type: 4

SEC EDGAR Link
Acccession Number:0001437749-20-011188
Date:2020-05-14
Issuer: OPTICAL CABLE CORP (OCC)
Original Submission Date:

Reporting Person:

HOLLAND JOHN M
5290 CONCOURSE DRIVE
ROANOKE, VA 24019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-14 A 11,776 a $0.00 116,528 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 directors of the company receive stock and cash as compensation for their services to the company. director received an award of 11,776 common shares issued under the optical cable corporation 2017 stock incentive plan for the stock portion of the annual retainer for the 2020-2021 board year. the 11,776 common shares are subject to complete forfeiture until they fully vest on may 15, 2021.

Elevate your investments