Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-030575
Date:2020-05-15
Issuer: FGL HOLDINGS (FG)
Original Submission Date:

Reporting Person:

WASGATT BONNIE
4TH FLOOR
BOUNDARY HALL, CRICKET SQUARE GRAND CAYMAN, E9 E9KY1-1102

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2020-05-15 M 35,416 a $10.00 37,816 direct
ORDINARY SHARES 2020-05-15 M 4,548 a $7.16 42,364 direct
ORDINARY SHARES 2020-05-15 F 38,237 d $10.31 4,127 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 10.0 2020-05-15 deemed execution date M 35,416 (d) 2020-03-15 2026-05-20 ordinary shares 35,417 $10.00 106,251 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 7.16 2020-05-15 deemed execution date M 4,548 (d) 2020-03-15 2026-08-06 ordinary shares 4,548 $7.16 13,645 direct
Footnotes
IDfootnote
f1 stock option to purchase 141,667 shares was granted pursuant to the 2017 omnibus incentive plan and vests in four equal annual installments beginning on march 15, 2020.
f2 stock option to purchase 18,193 shares was granted pursuant to the 2017 omnibus incentive plan and vests in four equal annual installments beginning on march 15, 2020.
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