Form Type: 4

SEC EDGAR Link
Accession Number:0000821127-20-000149
Date:2020-05-15
Issuer: BOSTON PRIVATE FINANCIAL HOLDINGS INC (BPFH)
Original Submission Date:

Reporting Person:

COOPER CHRISTOPHER A
BOSTON PRIVATE FINANCIAL HOLDINGS, INC
TEN POST OFFICE SQUARE BOSTON, MA 02109

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-15 M 495 a $6.16 4,363 direct
COMMON STOCK 2020-05-15 M 611 a $6.16 4,974 direct
COMMON STOCK 2020-05-15 M 752 a $6.16 5,726 direct
COMMON STOCK 2020-05-15 F 214 d $6.16 5,512 direct
COMMON STOCK 2020-05-18 S 297 d $6.54 5,215 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PERFORMANCE RESTRICTED STOCK UNITS 0.0 2020-05-15 deemed execution date M 495 (d) common stock 611 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2020-05-15 deemed execution date M 611 (d) common stock 611 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2020-05-15 deemed execution date M 752 (d) common stock 752 $0.00 1,504 direct
RESTRICTED STOCK UNITS 0.0 2020-05-15 deemed execution date A 4,269 (a) common stock 4,269 $0.00 4,269 direct
PERFORMANCE RESTRICTED STOCK UNITS 0.0 2020-05-15 deemed execution date A 4,269 (a) common stock 4,269 $0.00 4,269 direct
Footnotes
IDfootnote
f1 each performance restricted stock unit represents a contingent right to receive one share of the company's common stock. performance restricted stock units vest based on the company's performance for the period january 1, 2017 through december 31, 2019.
f2 number represents targeted performance shares initially granted for the 2017-2019 performance period. actual shares earned were 81% of the targeted performance shares based on performance for the performance period.
f3 each restricted stock unit represents a contingent right to receive one share of the company's common stock. restricted stock units vest in full on the third anniversary of the grant date.
f4 each restricted stock unit represents a contingent right to receive one share of the company's common stock. restricted stock units vest ratably over a three-year period from the grant date.
f5 each performance restricted stock unit represents a contingent right to receive one share of the company's common stock. performance restricted stock units vest based on the company's performance for the period january 1, 2020 through december 31, 2022.
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