Form Type: 4

SEC EDGAR Link
Accession Number:0000821127-20-000148
Date:2020-05-15
Issuer: BOSTON PRIVATE FINANCIAL HOLDINGS INC (BPFH)
Original Submission Date:

Reporting Person:

ALMY MAURA
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
TEN POST OFFICE SQUARE BOSTON, MA 02109

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-15 M 1,504 a $6.16 3,322 direct
COMMON STOCK 2020-05-15 F 442 d $6.16 2,880 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-05-15 deemed execution date M 1,504 (d) common stock 1,504 $0.00 3,009 direct
PERFORMANCE RESTRICTED STOCK UNITS 0.0 2020-05-15 deemed execution date A 29,221 (a) common stock 29,221 $0.00 29,221 direct
RESTRICTED STOCK UNITS 0.0 2020-05-15 deemed execution date A 9,740 (a) common stock 9,740 $0.00 9,740 direct
STOCK OPTION (RIGHT TO BUY) 6.16 2020-05-15 deemed execution date A 41,958 (a) 2030-05-15 common stock 41,958 $6.16 41,958 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of the company's common stock. restricted stock units vest ratably over a three-year period from the grant date.
f2 each performance restricted stock unit represents a contingent right to receive one share of the company's common stock. performance restricted stock units vest based on the company's performance for the period january 1, 2020 through december 31, 2022.
f3 each non-qualified stock option represents a contingent right to purchase one share of the company's common stock. non-qualified stock options vest ratably over a four-year period from the grant date.
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