Form Type: 4

SEC EDGAR Link
Accession Number:0000821127-20-000169
Date:2020-05-15
Issuer: BOSTON PRIVATE FINANCIAL HOLDINGS INC (BPFH)
Original Submission Date:

Reporting Person:

MACDONALD W. TIMOTHY
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
TEN POST OFFICE SQUARE BOSTON, MA 02109

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-15 M 7,793 a $6.16 102,498 direct
COMMON STOCK 2020-05-15 F 2,288 d $6.16 100,210 direct
COMMON STOCK 2020-05-15 M 6,414 a $6.16 106,624 direct
COMMON STOCK 2020-05-15 F 1,883 d $6.16 104,741 direct
COMMON STOCK 2020-05-15 M 1,504 a $6.16 106,245 direct
COMMON STOCK 2020-05-15 F 442 d $6.16 105,803 direct
COMMON STOCK 2020-05-18 S 30 d $6.43 105,773 direct
COMMON STOCK 2020-05-18 S 30 d $6.44 105,743 direct
COMMON STOCK 2020-05-18 S 30 d $6.47 105,713 direct
COMMON STOCK 2020-05-18 S 60 d $6.54 105,653 direct
COMMON STOCK 2020-05-18 S 30 d $6.55 105,623 direct
COMMON STOCK 2020-05-18 S 90 d $6.56 105,533 direct
COMMON STOCK 2020-05-18 S 30 d $6.61 105,503 direct
COMMON STOCK 2020-05-18 S 30 d $6.66 105,473 direct
COMMON STOCK 2020-05-18 S 30 d $6.72 105,443 direct
COMMON STOCK 2020-05-18 S 30 d $6.74 105,413 direct
COMMON STOCK 2020-05-18 S 7 d $6.76 105,406 direct
COMMON STOCK 2020-05-18 S 7 d $6.77 105,399 direct
COMMON STOCK 2020-05-18 S 4 d $6.77 105,395 direct
COMMON STOCK 2020-05-18 S 10 d $6.78 105,385 direct
COMMON STOCK 2020-05-18 S 42 d $6.78 105,343 direct
COMMON STOCK 2020-05-18 S 8 d $6.79 105,335 direct
COMMON STOCK 2020-05-18 S 33 d $6.79 105,302 direct
COMMON STOCK 2020-05-18 S 30 d $6.82 105,272 direct
COMMON STOCK 2020-05-18 S 2,266 d $6.41 103,006 direct
COMMON STOCK 2020-05-18 S 100 d $6.42 102,906 direct
COMMON STOCK 2020-05-18 S 200 d $6.43 102,706 direct
COMMON STOCK 2020-05-18 S 100 d $6.45 102,606 direct
COMMON STOCK 2020-05-18 S 100 d $6.46 102,506 direct
COMMON STOCK 2020-05-18 S 100 d $6.50 102,406 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PERFORMANCE RESTRICTED STOCK UNITS 0.0 2020-05-15 deemed execution date M 7,793 (d) common stock 9,621 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2020-05-15 deemed execution date M 6,414 (d) common stock 6,414 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2020-05-15 deemed execution date M 1,504 (d) common stock 1,504 $0.00 3,009 direct
STOCK OPTION (RIGHT TO BUY) 6.16 2020-05-15 deemed execution date A 34,965 (a) 2030-05-15 common stock 34,965 $6.16 34,965 direct
RESTRICTED STOCK UNITS 0.0 2020-05-15 deemed execution date A 8,117 (a) common stock 8,117 $0.00 8,117 direct
PERFORMANCE RESTRICTED STOCK UNITS 0.0 2020-05-15 deemed execution date A 24,351 (a) common stock 24,351 $0.00 24,351 direct
Footnotes
IDfootnote
f1 each performance restricted stock unit represents a contingent right to receive one share of the company's common stock. performance restricted stock units vest based on the company's performance for the period january 1, 2017 through december 31, 2019.
f2 number represents targeted performance shares initially granted for the 2017-2019 performance period. actual shares earned were 81% of the targeted performance shares based on performance for the performance period.
f3 each restricted stock unit represents a contingent right to receive one share of the company's common stock. restricted stock units vest in full on the third anniversary of the grant date.
f4 each restricted stock unit represents a contingent right to receive one share of the company's common stock. restricted stock units vest ratably over a three-year period from the grant date.
f5 each non-qualified stock option represents a contingent right to purchase one share of the company's common stock. non-qualified stock options vest ratably over a four-year period from the grant date.
f6 each performance restricted stock unit represents a contingent right to receive one share of the company's common stock. performance restricted stock units vest based on the company's performance for the period january 1, 2020 through december 31, 2022.
WhaleWisdom Logo

Elevate your investments