| Accession Number: | 0000821127-20-000153 |
| Date: | 2020-05-15 |
| Issuer: | BOSTON PRIVATE FINANCIAL HOLDINGS INC (BPFH) |
| Original Submission Date: |
GRAHAM COLLEEN A
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
TEN POST OFFICE SQUARE
BOSTON, MA 02109
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-05-15 | M | 2,106 | a | $6.16 | 2,106 | direct | ||
| COMMON STOCK | 2020-05-15 | F | 695 | d | $6.16 | 1,411 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2020-05-15 | deemed execution date | M | 2,106 (d) | common stock 2,106 | $0.00 | 4,212 | direct | |||
| RESTRICTED STOCK UNITS | 0.0 | 2020-05-15 | deemed execution date | A | 8,929 (a) | common stock 8,929 | $0.00 | 8,929 | direct | |||
| PERFORMANCE RESTRICTED STOCK UNITS | 0.0 | 2020-05-15 | deemed execution date | A | 26,786 (a) | common stock 26,786 | $0.00 | 26,786 | direct | |||
| STOCK OPTION (RIGHT TO BUY) | 6.16 | 2020-05-15 | deemed execution date | A | 38,462 (a) | 2030-05-15 | common stock 38,462 | $6.16 | 38,462 | direct |
| ID | footnote |
|---|---|
| f1 | each restricted stock unit represents a contingent right to receive one share of the company's common stock. restricted stock units vest ratably over a three-year period from the grant date. |
| f2 | each performance restricted stock unit represents a contingent right to receive one share of the company's common stock. performance restricted stock units vest based on the company's performance for the period january 1, 2020 through december 31, 2022. |
| f3 | each non-qualified stock option represents a contingent right to purchase one share of the company's common stock. non-qualified stock options vest ratably over a four-year period from the grant date. |
