Form Type: 4

SEC EDGAR Link
Accession Number:0001666071-20-000136
Date:2020-05-18
Issuer: CARDLYTICS, INC. (CDLX)
Original Submission Date:

Reporting Person:

JOHNSON MARK A
705 HENLEY FIELDS CIRCLE
DULUTH, GA 30135

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-18 S 20,000 d $58.42 121,353 indirect f2
COMMON STOCK 2020-05-19 S 20,000 d $60.08 101,353 indirect f2
COMMON STOCK 2020-05-19 S 20,000 d $61.32 81,353 indirect f2
COMMON STOCK 2020-05-19 S 20,000 d $65.15 61,353 indirect f2
COMMON STOCK 2020-05-18 0 $0.00 27,558 direct
COMMON STOCK 2020-05-18 0 $0.00 95,370 indirect f6
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported is a weighted average sales price. these shares were sold in multiple transactions at prices ranging from $58.00 to $58.88, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4) and (5) to this form 4.
f2 the reportable securities are owned directly by ttp fund ii l.p. ("ttp fund") the reporting person is a member of the general partner of ttp fund and a partner of ttv capital, which provides management services to the general partner. the reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest therein.
f3 the price reported is a weighted average sales price. these shares were sold in multiple transactions at prices ranging from $59.72 to $60.225, inclusive.
f4 the price reported is a weighted average sales price. these shares were sold in multiple transactions at prices ranging from $61.00 to $61.535, inclusive.
f5 the price reported is a weighted average sales price. these shares were sold in multiple transactions at prices ranging from $65.00 to $65.72, inclusive.
f6 the reportable securities are owned directly by ttv ivy holdings, llc ("ttv ivy"). the reporting person is a member of the general partner of ttv ivy and a partner of ttv capital, which provides management services to the general partner. the reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest therein.
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