Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-20-008168
Date:2020-05-18
Issuer: ARES MANAGEMENT CORP (ARES)
Original Submission Date:

Reporting Person:

ROSENTHAL BENNETT
2000 AVENUE OF THE STARS
12TH FLOOR LOS ANGELES, CA 90067

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-05-18 S 50,656 d $34.68 750,532 indirect
CLASS A COMMON STOCK 2020-05-19 S 37,802 d $34.79 712,730 indirect
CLASS A COMMON STOCK 2020-05-19 S 4,948 d $35.26 707,782 indirect
CLASS A COMMON STOCK 2020-05-20 S 40,954 d $34.90 666,828 indirect
CLASS A COMMON STOCK 2020-05-18 0 $0.00 1,480,052 indirect f6
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.
f2 the price reported in column 4 is a weighted average price. these shares were sold on may 18, 2020 in multiple transactions at prices ranging from $34.34 to $35.08. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4 and 5.
f3 the price reported in column 4 is a weighted average price. these shares were sold on may 19, 2020 in multiple transactions at prices ranging from $34.19 to $35.17.
f4 the price reported in column 4 is a weighted average price. these shares were sold on may 19, 2020 in multiple transactions at prices ranging from $35.20 to $35.46.
f5 the price reported in column 4 is a weighted average price. these shares were sold on may 20, 2020 in multiple transactions at prices ranging from $34.31 to $35.11.
f6 the reporting person or a vehicle controlled by him is a limited partner in ares owners holdings l.p. ("aoh"), the direct holder of the shares of class a common stock. the shares of class a common stock indirectly held by the reporting person or the vehicle are the number of shares of class a common stock that he or the vehicle has a right to receive as a limited partner in aoh.
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