Form Type: 4

SEC EDGAR Link
Accession Number:0001666071-20-000135
Date:2020-05-19
Issuer: CARDLYTICS, INC. (CDLX)
Original Submission Date:

Reporting Person:

GRIMES SCOTT D.
C/O CARDLYTICS, INC.
675 PONCE DE LEON AVENUE NE, SUITE 6000 ATLANTA, GA 30308

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-19 S 2,000 d $60.00 129,112 indirect f2
COMMON STOCK 2020-05-19 0 $0.00 214,431 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this sale was effected pursuant to a rule 10b5-1 trading plan adopted by the trustee of the 2013 scott grimes grat uad (the "grat") on november 15, 2019, as amended march 12, 2020.
f2 the reportable securities are held by the grat.
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