Accession Number: | 0001015780-20-000146 |
Date: | 2020-05-19 |
Issuer: | E TRADE FINANCIAL CORP (ETFC) |
Original Submission Date: |
CARBONE RICHARD J
671 NORTH GLEBE ROAD
BALLSTON TOWER
ARLINGTON, VA 22203
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2020-05-19 | A | 123 | a | $0.00 | 41,584 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | on may 19, 2020, the issuer paid a dividend of $0.14 per share of common stock, and upon such payment the issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. |