Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-031634
Date:2020-05-20
Issuer: FGL HOLDINGS (FG)
Original Submission Date:

Reporting Person:

BAYER JONATHAN
4TH FLOOR
BOUNDARY HALL, CRICKET SQUARE GRAND CAYMAN, E9 KY 1-1102

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2020-05-20 M 59,960 a $7.04 64,672 direct
ORDINARY SHARES 2020-05-20 S 59,960 d $10.60 4,712 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 7.04 2020-05-20 deemed execution date M 59,960 (d) 2019-12-21 2025-12-21 ordinary shares 59,960 $7.04 879,840 direct
Footnotes
IDfootnote
f1 stock option to buy 1,099,800 ordinary shares was granted on december 21, 2018 as an inducement award. fifty percent of such award becomes exercisable in five equal annual installments beginning on december 21, 2019, subject to continued employment. the remaining fifty percent becomes exercisable in five equal installments beginning on december 21, 2019 based on attainment of performance objectives established by the board of directors on an annual basis, subject to continued employment.
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