Form Type: 4

SEC EDGAR Link
Accession Number:0001666071-20-000149
Date:2020-05-20
Issuer: CARDLYTICS, INC. (CDLX)
Original Submission Date:

Reporting Person:

GRIMES SCOTT D.
C/O CARDLYTICS, INC.
675 PONCE DE LEON AVENUE NE, SUITE 6000 ATLANTA, GA 30308

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-20 M 355 a $0.00 215,075 direct
COMMON STOCK 2020-05-21 S 150 d $67.83 214,925 direct
COMMON STOCK 2020-05-20 0 $0.00 129,112 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-05-20 deemed execution date A 355 (a) common stock 355 $0.00 355 direct
RESTRICTED STOCK UNITS 0.0 2020-05-20 deemed execution date M 355 (d) common stock 355 $0.00 0 direct
Footnotes
IDfootnote
f1 includes 289 shares of common stock acquired under the issuer's employee stock purchase plan.
f2 shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for rsus granted on may 20, 2020.
f3 the reportable securities are held by the 2013 scott grimes grat uad.
f4 each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock of the issuer, or at the election of the issuer, its cash equivalent.
f5 the rsus are immediately vested.
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