Accession Number: | 0001666071-20-000149 |
Date: | 2020-05-20 |
Issuer: | CARDLYTICS, INC. (CDLX) |
Original Submission Date: |
GRIMES SCOTT D.
C/O CARDLYTICS, INC.
675 PONCE DE LEON AVENUE NE, SUITE 6000
ATLANTA, GA 30308
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-05-20 | M | 355 | a | $0.00 | 215,075 | direct | ||
COMMON STOCK | 2020-05-21 | S | 150 | d | $67.83 | 214,925 | direct | ||
COMMON STOCK | 2020-05-20 | 0 | $0.00 | 129,112 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-05-20 | deemed execution date | A | 355 (a) | common stock 355 | $0.00 | 355 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2020-05-20 | deemed execution date | M | 355 (d) | common stock 355 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | includes 289 shares of common stock acquired under the issuer's employee stock purchase plan. |
f2 | shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for rsus granted on may 20, 2020. |
f3 | the reportable securities are held by the 2013 scott grimes grat uad. |
f4 | each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock of the issuer, or at the election of the issuer, its cash equivalent. |
f5 | the rsus are immediately vested. |