Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-031993
Date:2020-05-21
Issuer: STAAR SURGICAL CO (STAA)
Original Submission Date:

Reporting Person:

GESTEN SAMUEL J
25651 ATLANTIC OCEAN DRIVE
LAKE FOREST, CA 92630

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-21 A 20,000 a $5.34 61,185 direct
COMMON STOCK 2020-05-21 A 20,000 a $7.35 81,185 direct
COMMON STOCK 2020-05-21 A 20,000 a $7.52 101,185 direct
COMMON STOCK 2020-05-21 A 21,875 a $9.30 123,060 direct
COMMON STOCK 2020-05-21 A 50,000 a $11.02 173,060 direct
COMMON STOCK 2020-05-21 A 20,000 a $11.02 193,060 direct
COMMON STOCK 2020-05-21 A 12,500 a $15.54 205,560 direct
COMMON STOCK 2020-05-21 A 13,333 a $16.50 218,893 direct
COMMON STOCK 2020-05-21 A 6,292 a $29.80 225,185 direct
COMMON STOCK 2020-05-21 A 8,522 a $35.98 233,707 direct
COMMON STOCK 2020-05-21 S 192,522 d $40.00 41,185 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
COMMON STOCK OPTIONS 5.34 2020-05-21 deemed execution date M 20,000 (d) 2014-03-04 2023-03-03 common stock 20,000 $5.34 0 direct
COMMON STOCK OPTIONS 7.35 2020-05-21 deemed execution date M 20,000 (d) 2016-04-07 2025-04-06 common stock 20,000 $7.35 0 direct
COMMON STOCK OPTIONS 7.52 2020-05-21 deemed execution date M 20,000 (d) 2017-03-18 2026-03-17 common stock 20,000 $7.52 0 direct
COMMON STOCK OPTIONS 9.3 2020-05-21 deemed execution date M 21,875 (d) 2018-03-21 2027-03-20 common stock 21,875 $9.30 625 direct
COMMON STOCK OPTIONS 11.02 2020-05-21 deemed execution date M 50,000 (d) 2013-04-02 2022-04-01 common stock 50,000 $11.02 0 direct
COMMON STOCK OPTIONS 11.02 2020-05-21 deemed execution date M 20,000 (d) 2013-04-02 2022-04-01 common stock 20,000 $11.02 0 direct
COMMON STOCK OPTIONS 15.54 2020-05-21 deemed execution date M 12,500 (d) 2015-03-07 2024-03-06 common stock 12,500 $15.54 0 direct
COMMON STOCK OPTIONS 16.5 2020-05-21 deemed execution date M 13,333 (d) 2019-03-15 2028-03-14 common stock 13,333 $16.50 6,667 direct
COMMON STOCK OPTIONS 29.8 2020-05-21 deemed execution date M 6,292 (d) 2019-06-14 2028-06-13 common stock 6,292 $29.80 4,495 direct
COMMON STOCK OPTIONS 35.98 2020-05-21 deemed execution date M 8,522 (d) 2020-03-14 2029-03-13 common stock 8,522 $35.98 14,374 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $40.00 to $40.09 inclusive.
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