Accession Number: | 0001209191-20-031993 |
Date: | 2020-05-21 |
Issuer: | STAAR SURGICAL CO (STAA) |
Original Submission Date: |
GESTEN SAMUEL J
25651 ATLANTIC OCEAN DRIVE
LAKE FOREST, CA 92630
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-05-21 | A | 20,000 | a | $5.34 | 61,185 | direct | ||
COMMON STOCK | 2020-05-21 | A | 20,000 | a | $7.35 | 81,185 | direct | ||
COMMON STOCK | 2020-05-21 | A | 20,000 | a | $7.52 | 101,185 | direct | ||
COMMON STOCK | 2020-05-21 | A | 21,875 | a | $9.30 | 123,060 | direct | ||
COMMON STOCK | 2020-05-21 | A | 50,000 | a | $11.02 | 173,060 | direct | ||
COMMON STOCK | 2020-05-21 | A | 20,000 | a | $11.02 | 193,060 | direct | ||
COMMON STOCK | 2020-05-21 | A | 12,500 | a | $15.54 | 205,560 | direct | ||
COMMON STOCK | 2020-05-21 | A | 13,333 | a | $16.50 | 218,893 | direct | ||
COMMON STOCK | 2020-05-21 | A | 6,292 | a | $29.80 | 225,185 | direct | ||
COMMON STOCK | 2020-05-21 | A | 8,522 | a | $35.98 | 233,707 | direct | ||
COMMON STOCK | 2020-05-21 | S | 192,522 | d | $40.00 | 41,185 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
COMMON STOCK OPTIONS | 5.34 | 2020-05-21 | deemed execution date | M | 20,000 (d) | 2014-03-04 | 2023-03-03 | common stock 20,000 | $5.34 | 0 | direct | |
COMMON STOCK OPTIONS | 7.35 | 2020-05-21 | deemed execution date | M | 20,000 (d) | 2016-04-07 | 2025-04-06 | common stock 20,000 | $7.35 | 0 | direct | |
COMMON STOCK OPTIONS | 7.52 | 2020-05-21 | deemed execution date | M | 20,000 (d) | 2017-03-18 | 2026-03-17 | common stock 20,000 | $7.52 | 0 | direct | |
COMMON STOCK OPTIONS | 9.3 | 2020-05-21 | deemed execution date | M | 21,875 (d) | 2018-03-21 | 2027-03-20 | common stock 21,875 | $9.30 | 625 | direct | |
COMMON STOCK OPTIONS | 11.02 | 2020-05-21 | deemed execution date | M | 50,000 (d) | 2013-04-02 | 2022-04-01 | common stock 50,000 | $11.02 | 0 | direct | |
COMMON STOCK OPTIONS | 11.02 | 2020-05-21 | deemed execution date | M | 20,000 (d) | 2013-04-02 | 2022-04-01 | common stock 20,000 | $11.02 | 0 | direct | |
COMMON STOCK OPTIONS | 15.54 | 2020-05-21 | deemed execution date | M | 12,500 (d) | 2015-03-07 | 2024-03-06 | common stock 12,500 | $15.54 | 0 | direct | |
COMMON STOCK OPTIONS | 16.5 | 2020-05-21 | deemed execution date | M | 13,333 (d) | 2019-03-15 | 2028-03-14 | common stock 13,333 | $16.50 | 6,667 | direct | |
COMMON STOCK OPTIONS | 29.8 | 2020-05-21 | deemed execution date | M | 6,292 (d) | 2019-06-14 | 2028-06-13 | common stock 6,292 | $29.80 | 4,495 | direct | |
COMMON STOCK OPTIONS | 35.98 | 2020-05-21 | deemed execution date | M | 8,522 (d) | 2020-03-14 | 2029-03-13 | common stock 8,522 | $35.98 | 14,374 | direct |
ID | footnote |
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f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $40.00 to $40.09 inclusive. |