Accession Number: | 0001209191-20-032258 |
Date: | 2020-05-22 |
Issuer: | FGL HOLDINGS (FG) |
Original Submission Date: |
CURRIER JOHN DAVID JR.
4TH FLOOR
BOUNDARY HALL, CRICKET SQUARE
GRAND CAYMAN, E9 KY1-1102
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
ORDINARY SHARES | 2020-05-22 | M | 60,569 | a | $10.00 | 60,569 | direct | ||
ORDINARY SHARES | 2020-05-22 | M | 121,138 | a | $10.00 | 181,707 | direct | ||
ORDINARY SHARES | 2020-05-22 | M | 9,722 | a | $7.16 | 191,429 | direct | ||
ORDINARY SHARES | 2020-05-22 | S | 191,429 | d | $10.57 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 10.0 | 2020-05-22 | deemed execution date | M | 60,569 (d) | 2019-03-15 | 2025-05-15 | ordinary shares 60,569 | $10.00 | 242,278 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 10.0 | 2020-05-22 | deemed execution date | M | 121,138 (d) | 2019-03-15 | 2025-05-15 | ordinary shares 121,138 | $10.00 | 181,709 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 7.16 | 2020-05-22 | deemed execution date | M | 9,722 (d) | 2020-03-15 | 2026-08-06 | ordinary shares 9,722 | $7.16 | 29,169 | direct |
ID | footnote |
---|---|
f1 | stock option to buy 302,847 shares was granted pursuant to the 2017 omnibus incentive plan and becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending march 15, 2019, 2020, 2021, 2022 and 2023, respectively |
f2 | stock option to buy 302,847 shares was granted pursuant to the 2017 omnibus incentive plan and vests in five equal annual installments beginning on march 15, 2019. |
f3 | stock option to buy 38,891 shares was granted pursuant to the 2017 omnibus incentive plan and vests in four equal annual installments beginning on march 15, 2020. |