Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-032258
Date:2020-05-22
Issuer: FGL HOLDINGS (FG)
Original Submission Date:

Reporting Person:

CURRIER JOHN DAVID JR.
4TH FLOOR
BOUNDARY HALL, CRICKET SQUARE GRAND CAYMAN, E9 KY1-1102

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2020-05-22 M 60,569 a $10.00 60,569 direct
ORDINARY SHARES 2020-05-22 M 121,138 a $10.00 181,707 direct
ORDINARY SHARES 2020-05-22 M 9,722 a $7.16 191,429 direct
ORDINARY SHARES 2020-05-22 S 191,429 d $10.57 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 10.0 2020-05-22 deemed execution date M 60,569 (d) 2019-03-15 2025-05-15 ordinary shares 60,569 $10.00 242,278 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 10.0 2020-05-22 deemed execution date M 121,138 (d) 2019-03-15 2025-05-15 ordinary shares 121,138 $10.00 181,709 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 7.16 2020-05-22 deemed execution date M 9,722 (d) 2020-03-15 2026-08-06 ordinary shares 9,722 $7.16 29,169 direct
Footnotes
IDfootnote
f1 stock option to buy 302,847 shares was granted pursuant to the 2017 omnibus incentive plan and becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending march 15, 2019, 2020, 2021, 2022 and 2023, respectively
f2 stock option to buy 302,847 shares was granted pursuant to the 2017 omnibus incentive plan and vests in five equal annual installments beginning on march 15, 2019.
f3 stock option to buy 38,891 shares was granted pursuant to the 2017 omnibus incentive plan and vests in four equal annual installments beginning on march 15, 2020.
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