Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-20-008624
Date:2020-05-28
Issuer: LANDEC CORP \CA\ (LNDC)
Original Submission Date:

Reporting Person:

FRANK FRED
C/O LANDEC CORPORATION
5201 GREAT AMERICA PARKWAY, SUITE 232 SANTA CLARA, CA 95054

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-28 A 6,000 a $10.99 66,024 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2020-05-28 deemed execution date M 6,000 (d) 2020-05-28 2020-05-28 common stock 6,000 $0.00 0 indirect in trust
Footnotes
IDfootnote
f1 the restricted stock units convert into common stock of landec corporation on a 1 for 1 basis.
f2 the restricted stock units were granted on may 28, 2019.
f3 the restricted stock units vested on may 28, 2020.
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